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Managed Accounts Presentation

Managed Accounts Presentation

Scale, efficiency and service

Managed Accounts are becoming increasingly popular, but some advisers (and compliance experts) still struggle to understand the different options and how they’re regulated.

This presentation is a modified version of one of our relevant training presentations. It focuses on Managed Discretionary Accounts and provides a useful overview of the topic.

If you need more, or require assistance customising your advice processes or monitoring and supervision regime, contact us directly.

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Implementation and technology

We provide training and work closely with our clients to help them incorporate managed accounts into their advice processes.

When further assistance is required, we happily recommend other industry experts. 

MDA Guru offer:

  • MDA licensing variations,
  • MDA contracts, and
  • MDA health checks.
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Keep exploring

Photorealistic image of suited mortgage brokers seated at children's school desks while an oversized teacher writes ‘The Best Interest Duty’ on a blackboard. Some take notes, others chat or look distracted, and one sleeps at his desk. Bold text reads ‘ASIC & MORTGAGE BROKERS’, illustrating ASIC's review of mortgage broker compliance and supervision.

ASIC’s mortgage broker review: When compliance processes fail to protect consumers

October 14, 2026

ASIC’s mortgage broker review exposes weaknesses in loan recommendations, compliance monitoring and complaints handling. For credit licensees, the challenge is to show that compliance processes do more than satisfy procedural requirements: they identify conduct risks, support good consumer outcomes, and provide meaningful assurance to management.
Black-and-white illustration of a distressed complainant confronting a suited financial professional, with a figure holding the scales of justice above. Text reads “AFCA’s Systemic Insights.”

AFCA Systemic Issues Report: 16 Lessons for Licensees

October 12, 2026

A system can be working exactly as designed and still be failing consumers. AFCA's latest systemic issues report (no. 9, 2026) exposes the gaps between compliance activity and effective controls. We unpack 16 findings and the practical questions licensees should be asking before the next complaint reveals what their monitoring missed.
Financial adviser in a dark suit gently draping a grey blanket over the shoulders of a distressed client, offering reassurance and support in a modern office.

AFCA’s reasonable care approach: insurance application risks for advisers and AFSL holders

October 12, 2026

AFCA's reasonable care approach highlights insurance application risks for financial advisers and AFSL holders. Learn how to strengthen application controls, preserve evidence and assess complaints involving inaccurate disclosures and declined insurance claims.

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