Schedule A Free Call

Solutions, subroutines and protocols

Compliance solutions, like openAFSL, offer open APIs to drive integration and deliver better user experiences.

Whether you’re developing reg-tech, fin-tech or edu-tech it’s important to understand your options. 

“Successful business platforms enable third party developers to easily consume APIs and build applications. Leading platforms offer open APIs, strong developer programs, and focus on clear success measures.”

— Apigee

A perennial issue for financial services ‘disrupters’ is the best way to build Fintech, regtech or infotech.

There’s no simple answer – sometimes proprietary systems are better than open-source solutions. In our view, the critical element for success, is the capacity for integration with complementary systems.

This is why our compliance solution – [complye] – is an openAPI.

This report provides a useful overview of the state of API‘s in 2017. 

Keep exploring

Photorealistic image of suited mortgage brokers seated at children's school desks while an oversized teacher writes ‘The Best Interest Duty’ on a blackboard. Some take notes, others chat or look distracted, and one sleeps at his desk. Bold text reads ‘ASIC & MORTGAGE BROKERS’, illustrating ASIC's review of mortgage broker compliance and supervision.

ASIC’s mortgage broker review: When compliance processes fail to protect consumers

October 14, 2026

ASIC’s mortgage broker review exposes weaknesses in loan recommendations, compliance monitoring and complaints handling. For credit licensees, the challenge is to show that compliance processes do more than satisfy procedural requirements: they identify conduct risks, support good consumer outcomes, and provide meaningful assurance to management.
Black-and-white illustration of a distressed complainant confronting a suited financial professional, with a figure holding the scales of justice above. Text reads “AFCA’s Systemic Insights.”

AFCA Systemic Issues Report: 16 Lessons for Licensees

October 12, 2026

A system can be working exactly as designed and still be failing consumers. AFCA's latest systemic issues report (no. 9, 2026) exposes the gaps between compliance activity and effective controls. We unpack 16 findings and the practical questions licensees should be asking before the next complaint reveals what their monitoring missed.
Financial adviser in a dark suit gently draping a grey blanket over the shoulders of a distressed client, offering reassurance and support in a modern office.

AFCA’s reasonable care approach: insurance application risks for advisers and AFSL holders

October 12, 2026

AFCA's reasonable care approach highlights insurance application risks for financial advisers and AFSL holders. Learn how to strengthen application controls, preserve evidence and assess complaints involving inaccurate disclosures and declined insurance claims.

Subscribe

Every fortnight “Three Hit Tuesday” delivers thought leadership, considered analysis and insights that will help you improve your advice, more effectively manage your regulatory risks and make you better informed than your peers.

AS-Subscribe Form

"*" indicates required fields

This field is for validation purposes and should be left unchanged.

We respect your privacy. We know everyone says that, but we promise that we won’t sell your contact details to dodgy telemarketers, spam your email or otherwise exploit your trust.

Step 1 of 8 - Your Role

This field is for validation purposes and should be left unchanged.

Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

Takes less than 2 minutes. No preparation required.

What best describes your role?