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AI Governance

CASE INSIGHT

Australian Securities and Investments Commission v R M Capital Pty Ltd (No 2) [2025] FCA 1634

ASIC v RM Capital (No 2) [2025] FCA 1634 examines AFSL supervision, conflicted remuneration, authorised representative oversight and compliance culture, with significant penalties and independent compliance review orders.
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Step 1 of 8 - Your Role

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Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

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What best describes your role?