APRA expects entities subject to Prudential Standard CPS 230 to retain governance records demonstrating that operational risks are identified, monitored...
APRA Prudential Standard CPS 230 does not allow an APRA-regulated entity to transfer its operational risk obligations through outsourcing. The...
APRA Prudential Standard CPS 230 applies to APRA-regulated entities, including authorised deposit-taking institutions (ADIs), general insurers, life insurers, private health...
APRA Prudential Standard CPS 230 establishes operational risk management requirements for APRA-regulated entities. It applies to authorised deposit-taking institutions, insurers...
Yes. ASIC permits Australian Financial Services Licensees and Australian Credit Licensees to outsource representative supervision or file review activities. However,...
ASIC expects AFS licensees to maintain compliance oversight of all outsourced functions that affect the provision of financial services, compliance...