Product Governance

Does transacting on an MDA using discretion expose me to increased AML/CTF obligations?

Yes. AUSTRAC generally treats discretionary transacting on an MDA as potentially outside Item 54-only relief and within Item 3, where...

Step 1 of 8 - Your Role

This field is for validation purposes and should be left unchanged.

Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

Takes less than 2 minutes. No preparation required.

What best describes your role?