FAQ

How do I prepare for mandatory complaint reporting to ASIC?

February 29, 2024 will be here before you know it so take some time now to ensure:

  • Your IDR process satisfies the requirements of RG 271. If you are unsure in anyway, now is the time to get in contact with us.
  • Your complaint register captures all relevant information in the format required to report your data to ASIC. If you don’t have the time or expertise, get in contact with us, our platform can and will assist you in this area and it’s coded to facilitate reporting to ASIC.
  • Your staff are clear about the definition of a complaint. Take the time to run through your IDR policy, processes and system. You want to be sure any complaints received are being properly identified, dealt with and recorded in accordance with your IDR process.
  • If you need assistance, we can run a training session or provide you with the necessary knowledge and material to run your own training session.

Subscribe

Every fortnight “Three Hit Tuesday” delivers thought leadership, considered analysis and insights that will help you improve your advice, more effectively manage your regulatory risks and make you better informed than your peers.

AS-Subscribe Form

"*" indicates required fields

This field is for validation purposes and should be left unchanged.

We respect your privacy. We know everyone says that, but we promise that we won’t sell your contact details to dodgy telemarketers, spam your email or otherwise exploit your trust.

Step 1 of 8 - Your Role

This field is for validation purposes and should be left unchanged.

Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

Takes less than 2 minutes. No preparation required.

What best describes your role?