How do I register an Adviser on ASIC Connect?

Go to the ASIC Connect home screen

• Select ‘Lodgements & Notifications’ to register a financial adviser.
• Select the radio button next to your name.
• In the transactions column, select Registration of relevant providers. This is the name of the transaction you use to register a financial adviser.
• Select ‘Go’ to proceed.

Ensure that you have the key information required to progress with the registration application.

• Select ‘Next’ to continue.

You need to provide the adviser’s ASIC representative number.

• Enter the ASIC representative number into the box.
• Select ‘Next’ to continue.

CONTACT DETAILS

Address

• Select the ‘Edit’ button to add or amend the principal place of business.

Email

• Select the ‘Edit’ button to add the adviser’s email address.

This email address will be used to send ASIC notices and correspondence only. It will not be available to the public.

PHONE NUMBER

• Select the ‘Edit’ button to add or amend the phone number listed.
• Select ‘Next’ to continue.

DECLARATIONS

You must provide certain declarations for each financial adviser you are applying to register.

• Select the radio button next to the declaration you want to make.
• Select ‘Next’ to continue.

REVIEW

Check that the information you have entered is correct.

• Select ‘Edit/Review’ if incorrect information has been entered.
• Select ‘Remove’ to remove financial advisers.
• When all financial advisers have been added correctly, select ‘Next’ to continue.

DECLARATIONS

Read the declaration to ensure that you agree with the conditions of the transaction.

• If you agree, tick the boxes next to the declaration to proceed.
• Select your authority for submitting the transaction.
• Select ‘Next’ to continue.

PAYMENT

You can pay immediately using a credit card, or at a later date using BPAY or by requesting an invoice to be sent to you.

If you select ‘Invoice’ it will be sent to the email address of the AFS licensee. Otherwise, it will be sent to the registered office.

If you select ‘BPAY’ you will need to print or make note of the BPAY details and process your payment.

CONFIRMATION

This screen confirms your transaction has been submitted.

• Select ‘Print the transaction’ to download a printable PDF version of the transaction.