Schedule A Free Call

FAQ

What does an AML/CTF Compliance Officer do?

The AML/CTF Compliance Officer is responsible for overseeing the operation of the AML/CTF program.

This includes:

  • maintaining the program
  • supporting advisers
  • reviewing escalations
  • ensuring reporting obligations are met
  • liaising with regulators

The role is not administrative. It ensures that the program operates as intended.

Subscribe

Every fortnight “Three Hit Tuesday” delivers thought leadership, considered analysis and insights that will help you improve your advice, more effectively manage your regulatory risks and make you better informed than your peers.

AS-Subscribe Form

"*" indicates required fields

This field is for validation purposes and should be left unchanged.

We respect your privacy. We know everyone says that, but we promise that we won’t sell your contact details to dodgy telemarketers, spam your email or otherwise exploit your trust.

Step 1 of 8 - Your Role

This field is for validation purposes and should be left unchanged.

Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

Takes less than 2 minutes. No preparation required.

What best describes your role?