Advice Quality Index

Australia's first independent longitudinal benchmark measuring how the quality of financial advice changes over time.

For years, discussions about advice quality have relied on complaints, regulatory action, remediation programmes and court decisions.

Those indicators are important, but they primarily tell us where advice has failed. They don't tell us whether the overall quality of financial advice is improving.

The Advice Quality Index was created to answer one question.

Is the quality of Australian financial advice improving?

Drawing on more than 24,614 independently reviewed advice files across more than 200 Australian licensees, the Advice Quality Index measures advice quality using a consistent independent review methodology applied over six years.

Rather than measuring isolated failures, it provides one of Australia's largest independent longitudinal datasets examining how advice quality changes over time.

Advice Quality Research

Advice Quality Research brings together independent research examining how advice quality is changing, what is driving those changes, and what they mean for Australian licensees, Responsible Managers, advisers and boards.

Built on a dataset encompassing more than 24,614 independently reviewed advice files conducted since 2015, each report examines a different aspect of advice quality, governance and professional practice. 

Together, they provide one of Australia’s largest independent evidence bases on advice quality.

Report
Frequency
Focus
Advice Quality Index
Annual
Long-term trends in Australian advice quality
Advice Review Findings Report
Annual
What independent reviewers are identifying across the profession
Exceptional Advice Report
Annual
Characteristics consistently demonstrated by high-quality advice
Emerging Risks Report
Annual
New patterns and developing risks identified through independent reviews
Governance Benchmark Report
Annual
Governance practices associated with consistently high-performing licensees

Coming Soon

Advice Quality Index 2026

Six Years of Evidence About Australian Advice Quality

The inaugural report analyses six financial years of independently reviewed advice from 1 July 2020 to 30 June 2026.

The report examines:

  • long-term trends in advice quality
  • changes in the distribution of advice quality ratings
  • how advice quality has evolved during a period of significant regulatory reform
  • the methodology underpinning the Advice Quality Index
  • why measuring advice quality requires more than identifying deficiencie s
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Coming Soon

Advice Review Findings Report 2026
Understand what independent reviewers are consistently identifying across thousands of advice reviews.
Expected release: Q1 2027
Exceptional Advice Report 2026
Discover the characteristics most demonstrated by advice assessed as Exceptional.
Expected release: Q2 2027
Emerging Risks Report 2026
Identify the new governance, documentation and advice trends emerging across the profession before they become systemic issues.
Expected release: Q2 2027
Governance Benchmark Report 2026
Learn what consistently high-performing licensees do differently. Based on longitudinal review data and governance observations collected across more than 200 Australian licensees.
Expected release: Q3 2027

Why the Advice Quality Index Matters

Most publicly available measures of advice quality are reactive.

Those indicators are important, but they primarily show where advice has failed. They don’t measure whether the overall quality of financial advice is improving.

The Advice Quality Index fills that gap.

Built on more than 24,614 independently reviewed advice files across 200+ Australian licensees, the Advice Quality Index is one of Australia’s largest independent longitudinal benchmarks of advice quality.

The result is an evidence base that helps licensees, Responsible Managers, advisers and boards understand how advice quality is changing, where capability needs to develop, and where governance efforts should be focused.

What makes the Index different?

Independent
Built on more than 24,614 independently reviewed advice files across 200+ Australian licensees.

Consistent
Every advice file is assessed using a consistent review framework, enabling meaningful comparison over time.

Longitudinal
The Index measures changes in advice quality over six years rather than reporting isolated events.

Who Should Read These Reports?

The Advice Quality Index has been developed for:

AFSL Licensees
Responsible Managers
Directors and Boards
Compliance Managers
Professional Standards Teams
Advice Review Teams
Financial Advisers
Industry Researchers
Professional Associations
Research Report

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