Responsible Managers’ Masterclass

Case v ASIC

An interactive mock trial examining AI, licensee obligations, directors’ duties and adviser responsibility.

EXHIBIT A: SCHEDULE

12 May 2026 | 13:30 – 16:30

Cliftons Sydney Margaret Street
13/60 Margaret St, Sydney NSW 2000

The Session

This session explores the practical application of licensee obligations, directors’ duties and adviser responsibilities through the lens of an AI-driven advice model.

 

At its core, the session examines liability and the allocation of responsibility where technology sits at the centre of decision-making.

LIVE MOCK TRIAL

Participants will engage with a live, courtroom-style proceeding, assessing evidence and forming views as the case unfolds.

What Makes This Different

This is not a lecture.

As evidence is presented, you will be asked to:

The session is designed to challenge how you think about:

The Case

Case v Australian Securities and Investments Commission

The matter examines:

The central question is not simply whether the system worked.
It is whether those responsible for it met the standard required of them.

Contributors

External contributors include:

Leigh Johnson

Legal practitioner

Legal practitioner

Technologist
Former ASIC officer
Supported by Assured Support’s subject matter experts across legal, regulatory and technology disciplines.

Why Attend

This is a practical, thought-provoking session designed to test real-world decision-making.
You will leave with a clearer understanding of:

On-site attendance is strongly encouraged.
The format is designed for live participation, discussion and immediate reflection.
We look forward to seeing you there.

Step 1 of 8 - Your Role

This field is for validation purposes and should be left unchanged.

Assess your ASIC exposure

Answer a few targeted questions to identify where your compliance may not stand up under ASIC review.

Takes less than 2 minutes. No preparation required.

What best describes your role?