We help AFSL and credit licensees, brokers and advisers strengthen governance, reduce risk, and deliver better advice through practical, risk-based compliance.
“Compliance” is often reduced to a box-ticking exercise.
That leaves AFSL and credit licensees exposed to advice risk, inconsistent outcomes, and increasing regulatory pressure.
At Assured Support, we take a different approach. We focus on how advice is actually delivered, applying a practical, risk-based model that targets real conduct and advice risks.
We translate complex regulatory obligations into clear, actionable guidance. We help advisers understand what good looks like, apply it consistently, and deliver better client outcomes.
With the right structure, tools, and ongoing support, compliance becomes more than a requirement. It strengthens governance, reduces risk, and supports better business performance.
If you’re looking for compliance support that is practical, commercial, and tailored to your business, talk to our team about how we can help, or see how we’ve supported other licensees.
We provide targeted compliance and legal support across the full advice lifecycle, from licensing through to ongoing governance, training, and advisory support. Each service is designed to address real conduct risk, improve the quality of your advice, and strengthen your business.
AFSL and ACL Application Assistance
End-to-end support to help you obtain your Licence efficiently, with clear guidance on structure, documentation, and regulatory expectations.
Governance Support for Licensees
Practical governance frameworks, policies, and oversight structures that align with how your business actually operates.
Compliance Training & Capability Development
Ongoing, practical training that helps advisers understand what good looks like and apply it consistently in real client scenarios.
Compliance Manuals & Standards
Clear, usable documentation tailored to your business, translating regulatory obligations into practical standards and processes.
Ongoing Compliance Support
On-demand access to experienced compliance professionals for guidance, issue resolution, and day-to-day regulatory support, with the option of a more embedded, proactive partnership through our Partners Package.
Licensee Reviews
Independent assessments of your compliance framework, identifying gaps, risks, and opportunities for improvement.
Adviser Reviews & Coaching
File reviews and structured coaching that improve advice quality, enhance consistency, and strengthen adviser capability.
Dispute Resolution
Support through complaints and disputes, helping you manage risk, meet obligations, and achieve practical outcomes.
Legal Services
Specialist legal advice on regulatory matters, licensing, and conduct issues relevant to AFSL and credit licensees.
Delivers basic compliance fundamentals and business assurance for you.
Provides strategic analysis and expert advice on industry trends and opportunities.
Gives you the benefit on-call experts actively, and proactively, working in your business.
Every fortnight “Three Hit Tuesday” delivers thought leadership, considered analysis and insights that will help you improve your advice, more effectively manage your regulatory risks and make you better informed than your peers.
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